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Management Team

Mr. Daw-Yi Hsu
Chairman
Current
Executive Vice President, China Development Financial Holding Corporation
Chairman, KGI Securities
Experience
President, Sinopac Securities Corporation
Education
M.B.A., Ohio State University, U.S.A

Mr. William Fang
President
Current
President, KGI Securities
Experience
Chief Operating Officer, KGI Securities (Thailand) PCL.
Education
M.B.A. in Finance, Drexel University, U.S.A.

Mr. Frank Yang
Executive Vice President
Current
Executive Vice President, Regional Head of Retail Brokerage and Wealth Management, KGI Securities
Experience
Head of Equity and Sales-Retail, KGI Securities
Education
Bachelor of Art, Cooperative Economics, Feng Chia University, Taiwan
Ms. Jocelyn Huang
Executive Vice President
Current
Executive Vice President, Head of Investment Banking, KGI Securities.
Experience
Executive Vice President, Capital Markets, Grand Cathay Securities
Education
Bachelor of International Business, National Cheng-Chi University

Mr. Julian Yen
Executive Vice President
Current
Executive Vice President, Regional Head of Legal, KGI Securities
Executive Vice President & Head of Legal, China Development Financial Holding Corporation
Experience
Attorney, Lee and Li Attorneys-At-Law
Education
M.B.A., Massachusetts Institute of Technology, U.S.A
Master of Laws, University of Michigan, U.S.A.
Ms. Jenny Huang
Executive Vice President and Spokesperson
Current
Executive Vice President , Regional Head of Finance, KGI Securities
Experience
Assistant Vice President, Deloitte Consulting
Education
Bachelor of Arts, Accounting, National Taiwan University

Mr. Jesse Sung
Executive Vice President
Current
Executive Vice President, Regional Head of Operations, KGI Securities
Experience
Far Eastern and Taiwan Regional President, Jian-Hong Financial Advisory Co. Ltd.
Education
Bachelor of Arts, Economics, Chinese Culture University, Taiwan
Ms. Jocelyn Juo
Executive Vice President
Current
Executive Vice President, Chief Auditor, KGI Securities
Experience
Regional Head of Treasury, KGI Securities
Education
M.B.A. in Finance, National Taiwan University

Ms. Jennifer Chiu
Executive Vice President
Current
Executive Vice President , Regional Head of Human Resources, KGI Securities
Experience
Assistant Vice President Human Resources Department, China Trust Commercial Bank
Education
Master of Science in Management Science, Virginia Tech, U.S.A.
Mr. Steve Wang
Executive Vice President
Current
Executive Vice President , Regional Head of Risk Management, KGI Securities
Experience
Deputy Head of Global Financial Markets Risk Division, Chinatrust Commercial Bank
Education
Master of Science in Computer Science and M.B.A., Columbia University, U.S.A.

Ms. Huey-Wen Chiang
Executive Vice President
Current
Executive Vice President , Regional Head of Information Technology, KGI Securities
Experience
Senior Vice President, Yuanta Securities
Education
Bachelor of Science in Statistics, National Cheng Kung University


KGI Securities Investment Trust
Ms. Ching-Ching Li
Chairman
Current
Chairman, KGI Securities Investment Trust
Experience
Vice Chairman, KGI Securities Investment Trust
Education
M.B.A., Ohio State University, U.S.A.
Mr. Vincent Chen
President
Current
President, KGI Securities Investment Trust
Experience
Assistant Vice President, Yuanta Securities Investment Trust
Education
Bachelor of Agricultural Economics, National Taiwan University

KGI Futures
Mr. Falco Mi
Chairman
Current
Chairman, KGI Futures
Experience
Vice President, Run Hua Financial Co.
Education
Bachelor of Science, Electronic Engineering, National Taiwan University
Mr. Ping-Cheng Chen
Vice Chairman
Current
Vice Chairman, KGI Futures
Experience
Chairman, Grand Cathay Futures
Education
M.B.A., Syracuse University, U.S.A.

Mr. James Chen
President
Current
President, KGI Futures
Experience
Vice President, KGI Futures
Education
M.B.A. in Finance, National Taiwan University

KGI Securities Investment Advisory
Mr. Chin-Lung Tu
Chairman
Current
Chairman, KGI Securities Investment Advisory
Experience
Chairman, Grand Cathay Investment Advisory
Education
M.B.A. in Management Science, National Chiao Tung University
Mr. Yen-Min Chu
President
Current
President, KGI Securities Investment Advisory
Experience
Regional Head of Research, KGI Securities
Education
Master of Science in Finance, University of Illinois, U.S.A.