To promote efficiency, KGI securities insisted on operating transparency、developing strategy、pursuing permanent businesses which well-done corporate governance primes on well-established and efficiency of board of directors. To fulfill spirits of Corporate Governance,「Audit Committee」、「Remuneration Committee」be set up by board of directors, and be expected to develop its professional and oversee function. To ensure rights of shareholders and investors, 「Risk Committee」、「Credit Committee」、「Trust Asset Committee」and 「Commodities Committee」were set up by Company.
1. Audit Committee
to exercise powers of supervisors；oversee enforcement effectively of fairly presentation of financial statements、internal control systems、compliance and risk of control；mandate (or discharge) certified public accountants.
2. Remuneration Committee
to review performance of managers and directors、 policies 、structures and others of remuneration.
3. Risk Committee
to take charge of plan and oversee risk control matters.
4. Credit Committee
to review cases of underwrite and investment.
5. Trust Asset Committee
to review operating of trust assets.
6. Commodities Committee
to review products of trade and financial products before on list.
To confirm regulations were followed, audit department had also confirmed related internal control systems and tasks would be enforced by offices. In the daily businesses, departments will convene meetings to discuss issues and makes decisions for irregularly and regularly scheduled and keep in touch with managerial level of Company.