KGI Securities (Thailand) Public Company Limited (“KGI Securities (Thailand)”) is one of the leading securities firms in Thailand and a member of the Stock Exchange of Thailand (broker seat No. 13). Around 600 professionals are employed at 17 branches throughout the country; 7 branches are located in Bangkok Metropolitan area and 11 in provincial areas.
KGI Securities (Thailand) provides a full range of securities investment and finance services such as securities brokerage, securities dealing, investment advisory, securities underwriting, securities borrowing and lending (SBL), securities registrar, financial advisory, futures, warrants, OTC derivatives and selling agent in investment units of mutual funds.
KGI Securities (Thailand) is recognized as one of the innovative leaders in the development of new products, increasing the investment alternatives for its clients. For example, it is:
-The first securities company acting as a principal and agent of SBL services
-The first securities company providing OTC derivatives services
-The first and only securities company acting as market maker and participating dealer of ThaiDEX SET50 ETF (TDEX), Thailand’s first equity ETF
-The first securities company to launch derivative warrants in Thailand
-The first securities company providing private repo
KGI Securities (Thailand) provides asset management services through its 99%-held One Asset Management Limited (ONEAM). ONEAM, one of the leaders in Thailand’s asset management market, possesses licenses of management in mutual fund, private fund and derivatives fund, and license of trust business. To ensure the suitability of its advice and products, ONEAM provides operation manual and detailed procedures, approved by ONEAM’s audit committee and in compliance with Thai regulatory such as SEC and AML office, for staff who interacts with clients.