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Registry and Transfer Services

KGI Securities is built on a foundation of professional services as we provide large number of stock issuing companies and investors with a wide range of top-quality brokerage registry and transfer services.

The turnover rate of our brokerage registry and transfer services department is low and staff is highly experienced and skilled. Internal and external training sessions are offered to team members in order to enhance their professional competence. Moreover, KGI Securities emphasizes on the passing on of practical, operational experiences to hone team members’ skills. The brokerage registry and transfer services department is committed to keeping clients updated on recent changes of regulations and securities services operations and offers seminars in clients’ offices to review recent developments.

KGI Securities boasts a spacious and modern office building, a large fireproof vault and state-of-the-art information technology equipment manned by expert personnel that provide stock issuing companies professional securities services.

Our brokerage registry and transfer services department places a great deal of importance  on helping clients to manage the ownership of their companies, protecting investors’ data and working closely with clients, thereby maintaining trust worthy relationship, while also preserving its own rock-solid industry reputation.

KGI Securities is one of Taiwan’s market leaders on registry and transfer agent services. By the end of 2016, KGI Securities had acted as a proxy for a total of 321 companies, including 86 listed companies, 52 over-the-counter traded companies, 17 emerging stock market companies and 166 unlisted companies. This represents a total of 4.24 million shareholders, the greatest number handled by any securities firm in Taiwan. By offering an unparalleled professional experience, KGI Securities is the first choice for enterprises requiring registry and transfer services.