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Management Team

Daw-Yi Hsu
Chairman
Current
Chairman, KGI Securities
Experience
Chairman & President, Grand Cathay Securities
Education
MBA, Ohio State University, USA

Falco Mi
Vice Chairman
Current
Vice Chairman, KGI Securities
Chairman, KGI Futures
Experience
Senior Vice President and Spokesperson, KGI Securities
Education
Bachelor of Science, Electronic Engineering, National Taiwan University

William Fang
President
Current
President, KGI Securities
Experience
Executive Vice President, China Development Financial Holding Corporation
Education
MBA, Drexel University, USA

Jocelyn Huang
Executive Vice President
Current
Executive Vice President, Head of Investment Banking & Stock Administration, KGI Securities.
Chairman, KGI Venture Capital
Experience
Executive Vice President, Grand Cathay Securities
Education
Bachelor in International Business, National Cheng-Chi University
Abraham Leu
Executive Vice President
Current
Executive Vice President, Head of Head of FINI Equity Sales, KGI Securities
Experience
Executive Vice President, KGI Investment Advisory
Education
MBA, Fu Jen Catholic University

Julian Yen
Executive Vice President
Current
Executive Vice President, Regional Head of Legal, KGI Securities
Executive Vice President & Head of Legal, China Development Financial Holding Corporation
Experience
Executive Vice President, KGI Securities
Education
MBA, Sloan School of Management, MIT, USA
LLM, University of Michigan, Ann Arbor, USA
Greta Liaw
Executive Vice President
Current
Executive Vice President , Regional Head of Finance, KGI Securities
Experience
Chief Financial Officer, Namchow Group (Taiwan and Shanghai)
Chief Financial Officer / Chief Operating Officer, Deutsche Bank and Deutsche Securities (Taipei and HK)
Chief Operating Officer, Morgan Stanley Management Services
Education
MBA, Saginaw Valley State University, USA

Josie Zhao
Executive Vice President
Current
Executive Vice President, Chief Operating Officer & Spokesperson, KGI Securities
Experience
APAC Regional Chief Operating Officer, Wells Fargo Bank
APAC Head of Client Experience and UHNW Segment; China Chief Operating Officer, Deutsche Bank
Education
MBA, Insead, France
Jesse Sung
Executive Vice President
Current
Executive Vice President, Regional Head of Operations, KGI Securities
Experience
Senior Vice President, KGI Securities
Education
Bachelor in Economics, Chinese Culture University

Jocelyn Juo
Executive Vice President
Current
Executive Vice President, Chief Auditor, KGI Securities
Experience
Senior Vice President, KGI Securities
Education
Master in Finance, National Taiwan University
Steve Wang
Executive Vice President
Current
Executive Vice President , Regional Head of Risk Management, KGI Securities
Experience
Deputy Head of Global Financial Markets Risk Division, Chinatrust Commercial Bank
Education
Master in Computer Science and MBA, Columbia University, USA

Shannon Hung
Executive Vice President
Current
Executive Vice President, Head of Fixed Income, KGI Securities
Experience
Executive Vice President, KGI Securities
Education
Master in Finance, Drexel University, USA
Lyndon Huang
Executive Vice President
Current
Executive Vice President , Regional Head of Information Technology, KGI Securities
Experience
Senior Vice President, Taipei Fubon Commercial Bank
Education
Master in Communication Engineering, Datong University

Vivian Yang
Executive Vice President
Current
Executive Vice President, Regional Head of Human Resources, KGI Securities
Experience
Vice President, Ubee Interactive
Education
Bachelor in Actuarial Sciences, University of Toronto
 

KGI Securities Investment Trust
Albert Ding
Chairman
Current
Chairman, KGI Securities Investment Trust
Experience
President, KGI Securities
Education
Master of Science in Finance, University of Illinois, U.S.A.
Ann Chang
Vice Chairman and President
Current
Vice Chairman and President , KGI Securities Investment Trust
Experience
Executive Vice President, Head of Product, Marketing & Corporate Strategy Division, ING Asset Management
Education
Master of Finance and Investment, Baruch College, CUNY, New York City


 
 

KGI Futures
James Chen
President
Current
President, KGI Futures
Experience
Vice President, KGI Futures
Education
M.B.A. in Finance, National Taiwan University


 
KGI Securities Investment Advisory
Yen-Min Chu
Chairman and President
Current
Chairman and President, KGI Securities Investment Advisory
Experience
Regional Head of Research, KGI Securities
Education
Master of Science in Finance, University of Illinois, U.S.A.