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Registry & Transfer Agency Services

The registry and transfer agency department provides a wide range of registry and transfer agency services for enterprises, arrangements of shareholders’ meetings, handling of dividend payments and rights issues, tax withholding, and special shareholder services. Internal and external training sessions are offered to team members in order to enhance their professional competence.
 
Moreover, the department emphasizes the sharing of practical and operational experience to hone team members’ skills. It is committed to keeping clients updated on recent changes of regulations and securities services operations.
Cross-selling among CDF subsidiaries or across departments of KGI Securities allows us to provide clients with diversified services, raising the odds of winning mandates, and increasing customer retention. Meanwhile, rising M&A activity due to enterprises responding to changes in industries and competition means more tender offer related business opportunities that we can capitalize on. KGI Securities, built on a foundation of professional services, will continue to provide a large number of stock issuing companies and investors with a wide range of top-quality brokerage registry and transfer services.

KGI Securities is the only registry and transfer agency in Taiwan that has a service location for registry and transfer agency services in Kaohsiung to better serve shareholders in southern Taiwan. Our personal data protection process has passed the British Standards Institution (BSI) certification as we implement strict protection of shareholder data and work closely with clients, thereby maintaining good relationships, while also preserving a solid industry reputation. By the end of 2018, KGI Securities had acted as a proxy for a total of 334 companies, including 95 listed companies, 56 over-the-counter traded companies, 24 emerging stock market companies and 159 unlisted companies. This represents a total of 4.53 million shareholders. By offering an unparalleled professional experience, KGI Securities is the first choice for enterprises requiring registry and transfer services.